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Thornbridge News

Our latest news can be viewed here. Please click on the link to read an article.

September 2021

Firms reminded about potential financial crime risks linked to Afghanistan Developments in Afghanistan have highlighted the continuing need for robust systems and ...

August 2021

FCA proposing changes to streamline decision-making The FCA recently published a consultation paper proposing to move some decisions from the Regulatory Decisions ...

July 2021

Diversity and inclusion in the financial sector – working together to drive change (DP21/2) The FCA has published a discussion paper seeking views on ideas to ...

May 2021

Operational resilience: preparing for the switch from analogue to digital phone lines The current analogue phone network will be switched off across the UK at the ...

May 2021

Thornbridge Investment Management LLP (Thornbridge) is pleased to announce the provision of regulatory services to Corniche Growth Advisors Limited (Corniche). ...

April 2021

FCA Whistleblowing Campaign: report to the FCA in confidence, with confidence The FCA have launched a whistleblowing campaign ‘in confidence, with confidence’ to ...

March 2021

Guidance for firms on the fair treatment of vulnerable customers The FCA have published final guidance clarifying expectations of firms on the fair treatment of ...

March 2021

Thornbridge has become a Corporate Partner of Rewilding Britain www.rewildingbritain.org.uk Rewilding is one of the best approaches to reversing biodiversity loss as ...

February 2021

The Final Countdown to Senior Managers and Certificate Regime (SM&CR) The SM&CR is a catalyst for change and its aim is to reduce harm to consumers and ...

January 2021

On 8 January, the FCA updated their statement on Market Trading and Reporting to clarify their expectations on recording calls when working from home. Click the link ...

May 2020

Welcome to a Coronavirus edition of our regulatory update, which aims to pull together various regulatory developments and their implications for Appointed ...

May 2020

Welcome to the May edition of our regulatory update, which aims to pull together various regulatory developments and their implications for Appointed Representatives ...

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