We work with appointed representatives that have widely varying business models, growth plans, complexity and scale. Given this, we help you to design and implement risk management and monitoring plans that are appropriate for your business whilst properly addressing the risks faced. Thornbridge principals and senior managers have extensive experience of taking and managing risk as investors, entrepreneurs and professional risk managers.
We do not favour box-ticking approaches. Practical and effective risk management is essential to ensure your business can demonstrate to the FCA that it meets regulatory requirements and principles. The priorities of a risk management plan for your business will be unique. We will take a company-wide view including governance, operations and technology, credit, market, liquidity, regulatory and business risks.
In our view, risk management is an ongoing process that requires a high level of discipline and attention to detail whilst remaining creatively engaged with your business so that it can defend key risk areas without stifling opportunity and innovation. We will strive to help you strike the right balance throughout your time with us.
Your firm, markets, the business environment and FCA priorities are all constantly changing and evolving. Part of our role is to help you and your business navigate these changes.
Investment Fund Services
Utilising a number of fund adminstrators and management services, we offer fund managers a simple, quick and cost-effective route to market.
A suite of services that makes access to regulated activities simple and cost effective, leaving you free to concentrate on your mainstream business.