Regulatory Hosting
Why become an Appointed Representative?
Navigating regulatory responsibilities can be a complex and challenging process, and ensuring full compliance with all requirements can be a daunting task. At Thornbridge, we’re committed to alleviating these burdens by providing a comprehensive suite of services that make accessing regulated activities both simple and cost-effective. By partnering with us as an appointed representative, you can outsource complex tasks to our team of experts, allowing you to focus on your core business and day-to-day operations with confidence and peace of mind.
Become a Thornbridge Appointed Representative and benefit from:
- Swift, efficient & cost effective set up
- Use of approved policies and procedures for governance and compliance
- Significantly lower ongoing compliance costs compared to full authorisation
- No regulatory capital requirements
- No requirement for fully audited accounts
Why choose Thornbridge as a regulatory host?
At Thornbridge, we are dedicated to ensuring that your business remains compliant while also providing the necessary tools to help you achieve success. We pride ourselves on our boutique culture, which fosters a team of experts with a can-do attitude. Our solutions are customised, adaptable, and cost-effective, allowing us to meet the unique needs of your business. Our team is comprised of highly knowledgeable professionals with decades of experience in the financial services industry. Let us help you achieve your goals and ensure your compliance needs are met with confidence.
What we do
Thornbridge allows its regulatory permissions to be used by your firm to enable you to carry out investment business whilst retaining your own identity, ownership and control. Your firm will become an appointed representative of Thornbridge which acts as the host or principal firm. Thornbridge in turn offers your firm regulatory and compliance solutions that help reduce administrative and cost burdens.
Access Comprehensive Compliance Infrastructure as a Thornbridge Appointed Representative
We are established financial services specialists and sharply focused on delivering cost-effective, comprehensive and practical solutions. This, alongside cohesive governance functions and regulatory infrastructure, ensures clients looking to conduct regulated activities can do so swiftly and with reliable assistance.
Prospective Appointed Representatives who partner with Thornbridge Investment Management tap into the following advantages:
- Quicker route to market
- Our leading expertise and boutique-style approach
- Significant reduction in investments in compliance infrastructure
- Ongoing support to implement and adhere to new regulations
- Financially efficient route to expanding into regulated services
- Agile services aligned with the size, scale and objectives of your business
Thornbridge Appointed Representatives have access to our complete suite of compliance policies, procedures, and manuals. This, within a responsive, secure portal and combined with our exacting professional guidance, provides all the necessary compliance infrastructure in one place.
Outsourced Regulatory Hosting, Fund Management and Investment Advisory
As a leading regulatory host with a proven track record, Thornbridge offers the scope, resources, capacity, and connections to extend our support as your business grows. Options include incorporating customised fund advisory and management services alongside regulatory hosting and supplementary services.
We work with ambitious, forward-thinking business clients looking for support with meeting their compliance obligations to pursue commercial opportunities, while cementing our support in the pragmatic, accessible and efficient style we are known for.
“Thornbridge allow us to carry out regulated activities without us being directly authorised by the FCA. The knowledge and expertise they bring to the table make them an invaluable asset to the business.”