Compliance Consultancy

Streamline Compliance Process with Expert Compliance Consulting

Through our affiliated companies, we offer a wide range of compliance consulting services.

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General Advice

Services include advice on due diligence, KYC, FCA licence applications, change of control, policies and procedures, compliance audits, reporting, SMCR and GDPR.

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Regulatory Reviews

Undertaking reviews to ensure your firm is compliant and your staff meet the latest rules and requirements – allowing management to focus on day to day business.

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Operations Strategy

Providing advice on forthcoming regulation, how it will impact your firm and monitor and review your systems to provide advice on the most suitable internal structures.

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FCA Licence Applications

Whether you are applying for a new licence, enhancing an existing licence, taking on new partners or changing ownership, we assist you throughout the process.

“Thornbridge has been a close partner for seven years and we continue to use them as a risk consultant.”

Discover how we can help you and benefit your business today