Regulatory Hosting

Why become an Appointed Representative?

Navigating regulatory responsibilities can be a complex and challenging process, and ensuring full compliance with all requirements can be a daunting task. At Thornbridge, we’re committed to alleviating these burdens by providing a comprehensive suite of services that make accessing regulated activities both simple and cost-effective. By partnering with us as an appointed representative, you can outsource complex tasks to our team of experts, allowing you to focus on your core business and day-to-day operations with confidence and peace of mind.

Become a Thornbridge Appointed Representative and benefit from:

  • Swift, efficient & cost effective set up
  • Use of approved policies and procedures for governance and compliance
  • Significantly lower ongoing compliance costs compared to full authorisation
  • No regulatory capital requirements
  • No requirement for fully audited accounts

Why choose Thornbridge as a regulatory host?

At Thornbridge, we are dedicated to ensuring that your business remains compliant while also providing the necessary tools to help you achieve success. We pride ourselves on our boutique culture, which fosters a team of experts with a can-do attitude. Our solutions are customised, adaptable, and cost-effective, allowing us to meet the unique needs of your business. Our team is comprised of highly knowledgeable professionals with decades of experience in the financial services industry. Let us help you achieve your goals and ensure your compliance needs are met with confidence.

What we do

Thornbridge allows its regulatory permissions to be used by your firm to enable you to carry out investment business whilst retaining your own identity, ownership and control. Your firm will become an appointed representative of Thornbridge which acts as the host or principal firm. Thornbridge in turn offers your firm regulatory and compliance solutions that help reduce administrative and cost burdens.

What we don’t do

We can’t work with you if you have retail clients and there are certain business models for which we do not have the expertise or appropriate permissions.

“Thornbridge allow us to carry out regulated activities without us being directly authorised by the FCA. The knowledge and expertise they bring to the table make them an invaluable asset to the business.”

Discover how we can help you and benefit your business today