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Improving the Appointed Representatives regime
The FCA has issued its Consultation Paper on improving the Appointed Representative Regime. The proposed changes outlined aim to reduce...
News
New Consumer Duty
Why the FCA are consulting on Consumer Duty The FCA want to see a higher level of consumer protection in...
News
Managing Climate-Related Financial Risk
The Climate Risk Forum has published guides to help financial firms manage climate-related financial risk. The CFRF has been running...
Regulatory Update
FCA regulatory update – September 2021
Firms reminded about potential financial crime risks linked to Afghanistan Developments in Afghanistan have highlighted the continuing need for robust...
Regulatory Update
FCA regulatory update – August 2021
FCA proposing changes to streamline decision-making The FCA recently published a consultation paper proposing to move some decisions from the...