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Improvements to the Appointed Representatives’ Regime
The FCA has published a Policy Statement PS22/11 which sets out the responses and their feedback to their proposed changes...
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Improving Equity Secondary Markets Consultation Paper
On 5 July, the FCA published a Consultation Paper on proposals to improve the functioning of equity secondary markets. The...
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What is an Appointed Representative?
Appointed Representatives (ARs) play a crucial role in ensuring compliance with financial regulations. In this guide, we will explain what...
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The Treasury’s announcement on Crypto
On 4 April 2022 the Treasury announced that the UK is open to crypto business, stablecoins will be brought into...
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FCA’s 2022/3 Strategy and Business Plan
The FCA have set out how they intend to approach the critical issues facing financial services and the FCA in...