Filter by:

All News & Insights

News

Improvements to the Appointed Representatives’ Regime

by Alex Hackett on 8 August 2022

The FCA has published a Policy Statement PS22/11 which sets out the responses and their feedback to their proposed changes...

News

Improving Equity Secondary Markets Consultation Paper 

by Alex Hackett on 8 August 2022

On 5 July, the FCA published a Consultation Paper on proposals to improve the functioning of equity secondary markets.  The...

News

What is an Appointed Representative?

by Thornbridge on 12 July 2022

Appointed Representatives (ARs) play a crucial role in ensuring compliance with financial regulations. In this guide, we will explain what...

News

The Treasury’s announcement on Crypto

by Alex Hackett on 20 May 2022

On 4 April 2022 the Treasury announced that the UK is open to crypto business, stablecoins will be brought into...

News

FCA’s 2022/3 Strategy and Business Plan

by Alex Hackett on 16 May 2022

The FCA have set out how they intend to approach the critical issues facing financial services and the FCA in...

Monthly commentary