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Stewardship Code

The UK Stewardship Code (“The Code”) was first published in July 2010, revised in September 2012 and January 2020. It promotes effective stewardship in the UK setting out good practice for institutional investors and asset managers. Stewardship activities include monitoring assets and service providers, engaging issuers and holding them to account on material issues, and publicly reporting on the outcomes of these activities.

Thornbridge Investment Management LLP fully supports and follows the objectives of the Code, although considers that it is not necessary for the Firm to be a signatory at this time. This decision is kept under review and should circumstances necessitate we will update our website to announce a change.

Shareholder Rights Directive II Disclosure

The FCA has published the requirements in relation to the Shareholder Rights Directive II (“SRD II”) in SYSC 3.4 of the FCA Handbook.

The objective of the SRD II is to encourage long-term shareholder engagement with investee companies regarding performance on strategy, governance, environmental and social issues. Firms like Thornbridge must either develop an engagement policy and publish it on the firm’s website or publish a statement explaining why it has chosen not to.

Thornbridge fully endorse the objectives of SRD II. However, it has decided that it is not in the best interests of its clients to develop an engagement policy at this time.

DISCLAIMER

It is very important that you read this warning and disclaimer before proceeding, as it explains certain legal and regulatory restrictions applicable to any investment services we provide.

The contents of this website are communicated by, and the property of, Thornbridge Investment Management LLP (“Thornbridge”) which is authorised and regulated in the UK by the Financial Conduct Authority (“FCA”) under reference 713859. Thornbridge Investment Management LLP is also registered as a Commodity Pool Operator with the Commodity Futures Trading Commission and a Member of the National Futures Association under ID 0534444.

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Disclaimer

It is the responsibility of the individual user to consider his or her legal and regulatory position in the relevant jurisdiction, the risks associated with trading such products and to ensure that the use of the content and the subsequent making of any investment does not contravene any such restrictions or applicable laws and regulations of any jurisdiction. Please seek the advice of professionals, as appropriate, regarding the evaluation of any specific security, index, report, opinion, advice or other content. This does not exclude or restrict any duty or liability that Thornbridge has to its clients under the Financial Services and Markets Act 2000 (as amended from time to time) or any other regulatory system under the laws of applicable jurisdictions.

Thornbridge, its subsidiaries, associated entities, partners, employees, representatives or suppliers will not be liable, on any grounds whatsoever, contractually or not, for any direct or indirect damage that may arise as the result of it being possible or impossible to gain access to this site, the accessing, visiting or use of this site and/or the information provided, the sending, or receiving of information via this site and/or the operation or non-operation of this site, except in the event of intentional or serious blame on its part. The information contained on this site, including any third party data is published in good faith and Thornbridge believes that the information is accurate at the time of publication but no representation or warranty, express or implied, is made by Thornbridge as to its accuracy or completeness and it should not be relied on as such.

Thornbridge shall therefore have no liability, save for any liability that Thornbridge may have under the UK Financial Services and Markets Act 2000, for any loss or damage arising out of the use or reliance on the information provided including without limitation, any loss of profit or any other damage, direct or consequential. Nor will Thornbridge, its subsidiaries, associated entities, partners, employees, representatives or suppliers be, under any circumstances, liable for any corruption of data that may occur as the result of technical problems (e.g. transmission errors, technical failures, breakdowns, intervention of third parties, etc.) and/or for any damage or loss relating to software or hardware that is the result of any virus, defect or malfunction in relation to access or use of the site.

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