Regulated activities

Our regulatory hosting solution is used by varying clients with different business models, growth plans, complexity and scale.

Fund Advisory

We offer fund managers a simple, quick and cost-effective route to market with arrangements in place with a number of fund administrators and other required service providers. Thornbridge provides regulatory oversight of the entire fund management process and caters for all fund types in all the recognised jurisdictions. We are responsible for the fund monitoring and trade surveillance processes and assessing and implementing the appropriate reporting requirements.

Investment Advisory

We work with individuals and firms offering investment advice to professional investors and institutions. We provide guidance on client categorisation, client interaction and the associated documentation.

Corporate Advisory

We work with boutique corporate finance firms that advise business owners and management teams. We assist firms that provide advice to companies on fund raisings and M&A and we provide guidance on promotional documentation and investor interaction.

Wealth Management

We work with teams looking to establish, brand and develop a new firm. We help build the entire wealth management process from on boarding clients through to managing portfolio risk.

Marketing & Distribution

We work with individuals and firms looking to market and distribute investment products. We assist with preparation and approval of marketing materials, publications, social media posts and websites. Thornbridge has made arrangements to provide firms with marketing access to European based investors following the UKs departure from the EU.